Episodes
EP 1
Episode 1
Who owns the client money when someone else runs the rec?
Chloe Curtis, Square 4
CASS governance, outsourcing oversight and controls that survive contact.
ListenEP 2
Episode 2
What the auditor sees that you don't.
Oliver Hawes, PKF Littlejohn
The CASS audit from the other side of the table.
ListenEP 3
Episode 3
Compliance automation without the hype.
Clément Bourcart, Aurum
Where automation helps a CASS function and where it quietly makes things worse.
ListenComing up
- An FCA veteran on how the regulator reasons
- A CASS 15 specialist on crypto and client money
- The IT controls under the reconciliation
- A vendor on what fifty demos have in common
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